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Investment Advisory Representative
License Description DESCRIPTION: IARs are those individuals who are associated with Investment Advisers who formulate or deliver advice to clients and have a place of business in Colorado. LICENSE REQUIREMENTS: The employing Investment Adviser must register each Investm
Licensing Agency
Department of Regulatory Agencies
Division of Securities
1560 Broadway Ste 900
Denver, CO 80202
(303) 894 2320
dora_SecuritiesWebsite@state.co.us
Active Status Active
Continuing Education Continuing education required to maintain license
Education Specific course required
Exam Third-party exam required
License Type Stand-alone license
License Updated 05/01/2024
Physical Requirements No physical requirements

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